Module III

Supervisory Models

Key Concepts:

  1. A model is a representation of reality. Typically, supervisors rely on several different models to describe and simplify the complexities of supervision.

  2. There are significant parallels between the supervision of staff and work with clients.

  3. Supervision is conceptualized by Shulman as an interactive process.

  4. Powell indicates that a model of supervision has a number of layers: philosophical foundation, descriptive dimensions, contextual factors, and staff development.

  5. A developmental model of supervision implies process. Growth occurs over time, through fairly predictable stages. Supervisors and supervisees grow and change with time and experience.

  6. It is important to consider that ethical principles influence the practice of supervision. Perlmutter highlights two important ethical expectations in supervision. These are: (1) The first obligation of the supervisor is service to clients. (2) Any research should be carefully designed and must be consistent with a code of professional ethics. A supervisor is ultimately responsible for both the quality and content of research that is conducted under his/her authority.

  7. A supervisor is very often positioned within an organization between upper management and front-line staff who are implementing organizational programs and policies. This micro-macro balance creates an inherent tension within the demands and expectations of these two organizational layers.

  8. Group supervision, team supervision, and peer-group supervision offer a range of possible learning opportunities and different perspectives. 

v Models of Supervision

Shulman distinguishes practice theory, model, and skills. Practice theory, as it is used in his book, is a term that describes underlying assumptions, practice goals based on those assumptions, and descriptive supervisory behaviors to meet those goals. Practice theory for Shulman must be practical. It is geared toward helping supervisors face day-to-day problems.

A model is a representation of reality. Shulman points out that he relies on several different models to describe and simplify the complexities of supervision. Skill is a term that refers to specific behaviors used by supervisors to perform their professional tasks.

Shulman uses a definition of supervision from Kadushin (1976). Kadushin says a supervisor is "an agency administrative staff member to whom authority is delegated to direct, coordinate, enhance, and evaluate on-the-job performance of the supervisor for whose work he/she is held accountable...the supervisor performs administrative, educational, and supportive functions in interaction with the supervisee in the context of a positive relationship". Shulman views the worker's function as a dynamic one, and he believes that the supervisor's focus should be on the activities of the worker rather than on analysis of the worker him/herself.

What is the advantage of supervisory focus on worker activity vs. focus on the worker?

This is an incredibly important concept, because it enables the supervisee to hear constructive criticism rather that being compelled to defend him/herself from personal attack.

Why do you think this is so? Can you illustrate this concept with an example from your own practice?

Shulman applies Schwartz's concept as a central feature of supervision. He sees supervision as a mediation process through which the supervisor and supervisee reach out to each other for mutual fulfillment. The supervisor also mediates estrangements between the worker and various other systems such as the agency, other staff, etc. Supervisors using mediation bring issues out into the open rather than allowing them to fester.

In considering any model, it is necessary to consider the organizational milieu and the position of the professional supervisee vis-a-vis staff and upper level management. The supervisor cannot escape the tension that arises from his/her accountability to the agency, the staff, and ultimately to the clients. No simple, "pure" model of supervision is likely to be effective in every setting. Just as one is challenged to adapt one's style to the developmental level of staff, one is also challenged to effectively adapt to the changing demands of the professional milieu.

Powell indicates that a model of supervision has a number of layers: philosophical foundation, descriptive dimensions, contextual factors, and staff development (both of supervisee and supervisor). Powell sees the focus of supervision as behavioral change and skill acquisition. In other words, he believes the emphasis should be on helping staff learn "how to use oneself in counseling to promote behavioral change in the client". Powell notes that models of supervision have tended to emphasize either skill development or the emotional/interpersonal dynamics and self-discovery of the worker. In chemical dependency, the emphasis has been on skill development. Newer models have incorporated both. He advises professionals to develop their own model of supervision in order to understand what one is doing and why.

Some criteria are outlined by Powell to test any given model of supervision. Analyze the criteria: does it help supervisees improve their performance, does it make work more manageable, does it provide both support and challenge to promote staff growth, does it meet agency, credentialing, training, institution requirements…?

Powell presents the highlights of several different models. Some, like the psychoanalytical model, are applications of a counseling or psychotherapeutic model or theory to supervision. He also highlights several developmental models that are all based on the assumption that human beings develop over time and that human growth is a process with some very general recognizable stages or phases that are at least somewhat predictable. It is not necessary to memorize all of these models, but seeing staff through the "lens" of "works in progress" is very useful, and a developmental model can serve as a guide to supervision by informing supervisors of the need to adapt the relationship to meet the supervisee's needs based on the developmental level at the time.

The developmental model that Powell seems to prefer is the Stoltenberg and Delworth model. Powell assumes that supervisors as well as supervisees grow and change with experience, so it may be well to think of the developmental model, as it is applicable to your own growth as supervisors. For, example, you will recall from your reading that Stolenberg and Delworth suggest that entry level or beginning counselors exhibit the following characteristics:

  1. Highly dependent on others. At this level counselors tend to imitate their mentors and have expectations that they can bet "right" answers from their supervisors. There is a tendency to apply "cook book" solutions to clinical issues. 

  2. Lacking in self and other awareness. As Powell so aptly expresses it, there is more self-consciousness than self-awareness at this stage. There is a lack of confidence and a great deal of anxiety over risking themselves to receive evaluative feedback. A social work pioneer, Bertha Reynolds, identified this as the stage of acute self-consciousness. Counselors or trainees need a great deal of structure and concrete reassurance at this stage.

  3. Rigid, stereotyped thinking. Conceptualization is minimal at this stage and thinking in general tends to be superficial.

  4. Motivated and idealistic. There is usually a lot of unrealistic expectation but also a great deal of determination to do well at this stage.

What are the advantages of Powell and Shulman's models?

The optimal learning environment for this stage is one that encourages autonomy, and provides a lot of structure, and support. In social work we talk a lot about a strengths perspective, which is very important at this stage. A strengths perspective requires that the supervisor help the trainee identify aspects of his/her practice that are good or excellent along with suggesting areas that need improvement. It is important that this feedback is not over-generalized or unrealistically glowing, but realistic praise for accomplishments or insights, etc. goes a long way to build worker confidence.

What do you consider to be the value in conceptualizing your own model of supervision? 

v Reading Outlines and Study Questions: Module III


Shulman, L. (1993). An interactional approach to supervision. In Interactional supervision, (2nd ed., pp. 11-30). Washington, DC: NASW Press.

Supervision

Worker-System Interaction

An Interactional Approach to Supervision Study Questions

  1. What are the purposes for a social work supervisor?

  2. What is the underlying basis for interactional supervision?

  3. Where does the supervisor fit in with the worker and the system? 


Powell, D. (1993). A developmental approach to supervision. In Clinical supervision in alcohol and drug abuse counseling. (p. 58-84). New York, NY: Lexington Books.

The developmental approach to clinical supervision is based on developmental psychology, which encompasses the description, explanation, and modification of individual behavior across the life span.

Factors that contribute to development include heredity, environment, learning process, age, critical periods in the person's life, continuity or discontinuity of development, and structural considerations.

Stoltenberg and Delworth came up with the Integrated Developmental Model for Supervision (IDM), which synthesizes the common elements of previous models into a comprehensive, well-elaborated whole.

Levels of Counselor Development

Level 1: Highly dependent on others, lacking in self and other awareness, categorical in their thinking, and highly motivated and committed to work. They are often very apprehensive about their skills and tend to cling rigidly to one model until it fails to work consistently. The optimal learning environment for these counselors is one that encourages autonomy while providing instruction, support and modeling within a structured atmosphere.

Level 2: Vacillate between autonomy and dependence, more aware of self and others, and inconsistently motivated. These counselors have a tendency to become too client focused. Supervisors working with these counselors need to be prepared for a challenge.

Level 3: Securely autonomous, aware and accepting of self and others, and stably motivated. They are more confident and realistic about their job. Supervision with these counselors resembles consultation and collegial support.

Levels of Supervisor Development

Level 1: Characterized by anxiety and naiveté. They tend to be mechanistic in their style, and highly motivated. Should be supervisors for level 1 counselors only. 

Level 2: Characterized by confusion, conflict and frustration. Supervisors do not tend to stay in this stage for long. They work best with entry-level staff.

Level 3: Capable of honest self-appraisal and are relatively experienced in all domains. They can supervise counselors at all levels of development.

A Developmental Approach to Supervision Study Questions

  1. List and describe the 3 levels of counselor development.

  2. List and describe the 3 levels of supervisor development. 

 


Perlmulter, F. (1990). Changing hats from social work practice to administration: The total administrator. In making the shift from practice to administration, (pp. 20-32). Washington, DC: NASW Press.

The Personal Perspective

Systems Perspective

The Elizabeth Blackwell Health Center for Women

Blackwell as a Social System

Making the Shift

Making the Shift from Practice to Administration Study Questions

  1. List the 6 role tasks for a clinician and administrator.

  2. What is the relationship between the first role task and the systems perspective?

  3. What are the concepts of Blackwell as a social system? 


Hawkins, P. and Shohet, R. (1989) A Process Model of Supervision. In Supervision in the Helping Professions (p. 55-75). Philadelphia: Open University Press.

This chapter explores the Double Matrix Model of supervision. It turns the focus away from the context and wider organization issues to look more closely at the process of the supervisory relationship.

All supervision situations involve at least four elements: 1) a supervisor, 2) a supervisee, 3) a client, and 4) a work context.

The supervision process involves two interlocking systems or matrices: 1) the therapy system, which interconnects the client and the therapist and 2) the supervision system or matrix which involves the therapist and the supervisor.

The Double Matrix Model of Supervision divides supervision styles into two main categories: 1) supervision that pays attention directly to the therapy matrix, and 2) supervision that pays attention to the therapy matrix as it is reflected in the supervision process. Each of these two major styles of managing the supervision process can be subdivided into three categories creating six modes of supervision.

Mode One: Reflection on the Content of the Therapy Session

Mode Two: Focusing on Strategies and Interventions

Mode Three: Focusing on the Therapy Process

Mode Four: Focusing on the Supervisee's Countertransference

The focus is on the internal process of the supervisee and how these are affecting the therapy they are exploring. 

Mode Five: Focusing on the Supervisory Relationship

Mode Six: Focusing on Supervisor's Own Countertransference

Good supervision involves all six modes, although not necessarily in every session. 

Linking the Model to a Developmental Perspective

Take into consideration professional codes and ethics, organizational requirements and constrictions, and other agencies involved.

A Process Model of Supervision Study Questions

  1. Describe the Double Matrix Model of supervision.

  2. List 3 out of the 6 modes in the Double Matrix Model and briefly describe each.

  3. How does one link the model to a developmental perspective?

  4. What are your thoughts about applying any one mode or a combination of modes? 


Powell, D.J. (1993) Building a Model of Clinical Supervision. In Clinical Supervision in Alcohol and Drug Abuse Counseling (p. 45-57). New York: Lexington Books.

Counseling and supervision begin with a model followed by a method. This chapter describes general outline of models of supervision associated with several leading schools of therapy within a historical context.

Blueprint for a Model

Philosophical Foundation

Descriptive Dimensions

Stage of Development

Contextual Factors

The Blended Model in Historical Perspective

Alcohol and drug abuse counseling began in the 1970's, when behavioral and cognitive therapies were in their ascendancy. It has featured a strong skills-oriented component. In the 1980's "Model Standards for Alcoholism Counselors" listed 260 skills for counselors to master. At the same time a new field rooted in spirituality and the search for understanding was evolving. Since the late 80's there have been attempts to strike a balance between the two extremes.

Building a Model of Clinical Supervision Study Questions

  1. List and briefly describe 3 out of the 4 elements in a model of clinical supervision.

  2. Where do you place yourself on the continuum described in the article?

  3. Why is the stage of professional development of the supervisor and supervisee important?

  4. How does a supervisor's primary theoretical orientation utilized in working with clients affect supervision? 

 


Powell, D.J. (1993) Ethical and Legal Concerns. In Clinical Supervision in Alcohol and Drug Abuse Counseling (p. 216-230). New York: Lexington Books

Overviews of the larger ethical and legal themes of the supervisory relationship are provided. This dimension of supervision encompasses the supervisor and supervisee's ethical obligations to each other, as well as the supervisor's responsibility to monitor the ethical conduct of the supervisee.

Supervisors are constantly making ethical choices, many of which have legal ramifications. But of more constant and immediate concern to supervisors are the day-to-day behaviors of clinicians that stray into ethical boundary zones-all of which are issues to manage in supervision. Supervisors are responsible for the professional development of those whom they train. These responsibilities involve the supervisor in issues such as informed consent, confidentiality, duty to warn, boundary maintenance, dual relationships, social and sexual intimacies with clients, misrepresentations, and professional credibility.

Ethical and legal concerns are central to supervision for several reasons:

Dual Relationships

Professional Credibility

Evaluation

Respect

Informed Consent

Confidentiality

Supervisee Ethics

  1. To uphold professional standards of practice.

  2. To recognize and deal with personal problems when they interfere with clinical effectiveness.

  3. To treat the supervisor with respect and dignity.

  4. To treat the information shared in supervision with the highest degree of confidentiality. 

Legal Liability for Supervisors

Ethical and Legal Concerns Study Questions

  1. Provide 3 ethical and legal concerns that are central to supervision.

  2. Describe dual relationships and how they are problematic.

  3. Explain how issues of professional credibility influence supervision and the supervisor's role in this process.

  4. Describe vicarious liability and how a supervisor can take steps to protect herself/himself against ethical and legal consequences. 

 


Hawkins, P. & Shohet, R. (1989) Group, Team, and Peer-Group Supervision. In Supervision in the Helping Professions. (p. 95-108). Philadelphia: Open University Press.

Group supervision has many advantages over individual supervision in the range of possible learning opportunities and different perspectives that it can provide. It has some pitfalls as well. Those leading supervision groups need to be aware of and work with the group dynamics and this necessitates that they have some training in group leadership.

Group Supervision

Advantages

Disadvantages

Selection of Group Members

Contracting

Setting the Climate

Acknowledging the Group Dynamics

The supervisor must find a way to bring the group dynamics into awareness so they can be attended to and learned from.

Structuring the Group

Supervision Style

It is very important that supervisors be aware of how they are modeling ways of responding to material. Group members will most likely take their lead from the group supervisor and make interventions with a similar style and focus.

Team Supervision

Team supervision involves working with a group just for the purpose of joint supervision, and have an interrelated work life outside the group. Some teams share clients (residential setting or mental health team in a psychiatric hospital) and others have separate clients (field social work team).

Many professionals cannot obtain good supervision, as their immediate line senior has neither the time nor the ability to supervise them. Peer supervision is a positive possibility. It can be either individually or in a group of workers with similar needs. It is possible to look for peer supervisors not only within your immediate workplace but also in similar workplaces. A peer triad meets the needs of some as well. However, be aware that in the absence of a group leader there is a great need for a firm and clear structure and it requires greater commitment from the group members.

Traps or Games of Some Peer Groups

How to Form a Peer-Supervision Group

Organizing a Peer-Supervision Meeting

Group, Team, and Peer-Group Supervision Study Questions

  1. What are four advantages and 2 disadvantages to group supervision?

  2. Identify and briefly discuss 5 aspects to consider when arranging group supervision.

  3. Briefly describe peer supervision and list 4 format principles.

  4. Compare and contrast group supervision and team supervision. 

 

v A Proposed Structure For the Provision of Group Supervision

Group supervision can be particularly effective, providing many rich and different perspectives on clinical issues. However, it can also be very anxiety provoking, and challenges the supervisor to manage not only the process of individual supervision, but also the overall development of the group as a whole. The following model is particularly useful for supervision groups at early stages of their development. The emphasis on structure and the provision of information helps allay the anxieties associated with group supervision, all parties being clear as to the agenda and aware of what is likely to occur next.

Groups at later stages of development may find the model too restrictive or prescriptive, although it can provide a firm foundation for later group development. The role of the facilitator is prescribed; in practice the role may be allocated to a different group member in turn each session. This has benefits for the development of group leadership skills for each participant in turn. This model has the additional benefit that those providing supervisory feedback receive `feedback on their feedback', which provides a opportunity for the development of their own supervisory skills.

 

Stage Description  Activity Facilitator's role
Stage 1

Information presentation /Plea for help

 

The supervisee provides the group with a summary of relevant background information relevant to the supervision. This may be in the form of audio or video recorded session material, a written transcript or verbal report. The supervisee makes a `plea for help' that is, makes a request for the nature of help required from the group. This may be general, or may be specific in asking a particular person for specific feedback.

The facilitator keeps time boundaries, monitors the agenda and protects the space (environmental and psychological) for the presentation of clinical material. Encourages and supports the supervisee in arriving at a realistic and understandable question.

Stage 2 Question Period Group members encourage the supervisees clarity through requests for clarification or for additional information. The facilitator protects the supervisee from overload by ensuring questions are asked in an orderly manner, and that time is allowed for the supervisee to respond fully to each question before the next is asked. Protects the supervisee from overenthusiastic or competitive questioning, which may be a manifestation of group storming.
Stage 3 Feedback/consultation

Feedback is structured from each group member along the lines of `If this were my client, I would…'

This process is repeated until there is no more feedback. The supervisee may keep notes.

The facilitator monitors the process to ensure feedback remains relevant, and that any secondary conversations among the group do not detract from the task. Monitors the supervisee for signs of being overwhelmed or `overfed' and helps them structure the feedback so it may be heard and assimilated.

Stage 4 Break period A period of reflection for about 10 or 15 minutes where the supervisee reflects upon the groups feedback and prepares for stage 4. Tea and biscuits welcomed here!

The facilitator protects the reflective space from intrusion by last-minute suggestions. May encourage conversation among other group members.

Stage 5

Response statement

The group members remain silent while the supervisee goes around each group member, responding in turn to their feedback. Other group members do not respond at this time.

The facilitator encourages the supervisee to provide descriptive feedback about what was helpful or interesting.

Stage 6 Process analysis An overview of the four-stage process and possible exploration of the group dynamics.  The facilitator discusses the process, allows opportunity for group members to respond in general terms to the supervisee's `feedback on their feedback'. Manages structure such as time of next meeting. Arranges next facilitator.

Source: Adapted from Wilbur, M.P., Roberts-Wilbur, J., Hart, G.M., Morris, J.R. & Betz, R.L. (1994) Structured Group Supervision (SGS): A pilot study. Counsellor education and supervision, 33, 262-279. Alexandria, VA.: American Counselling Association.

 


Jacobs, C. (1991). Violations of the supervisory relationship: An ethical and educational blind spot. Social Work, 36(2).

Hazards of the Student-Supervisor Relationship in Clinical Training

In the context of the supervisory relationship:

Transference refers to the feelings the student experiences in association with a supervisor that are actually displaced feelings, that originated in an earlier relationship in the student's life. 

Countertransference refers to displaced feelings that the supervisor experiences in association with the students that have their origin in an earlier relationship in the supervisor's life.

At the beginning of clinical training, student is introduced to a power relationship that is emotionally loaded in three respects:

  1. Student-supervisor relationship replicates aspects of early parent-child interactions and may generate feelings similar to those experienced as a child (e.g., helplessness, dependency, disappointment, and rage).

  2. Training process involves renegotiation of the developmental task of separation and individuation in a professional arena.

  3. Students in supervision may try to conceptualize the very phenomena they are experiencing and emotionally defending themselves against, with both didactic and reactive processes operating in the same supervisory relationship. This occurs because student/supervisory relationship is structurally similar to client-therapist relationship students are trying to understand in different ways.

Student Inexperience with the Supervisory Experience

  1. Silence about important issues creates secretive atmosphere. Violations of the student-supervisory relationship are very dangerous because they carry this burden of secrecy, which constitutes major obstacle to getting help.

  2. Discussions about transference and countertransference in the supervisory relationship can be difficult and hazardous to both parties. Topic may seem seductive and can be stressful interaction for a supervisor whose role includes ethical responsibility for maintaining safe boundaries. Students may take on caretaking role sensing supervisors' stress and discomfort and thereby collude in the silence.

  1. students miss extraordinary opportunity to learn about their own interactional style with people in positions of authority;

  2. a situation is established that is particularly conducive to the development of abuse in the supervisory relationship.

Evaluation of the Supervisory Relationship

Implications for the Profession

Violations of the Supervisory Relationship Study Questions

  1. Explain the two hazards of a student-supervisor relationship.
  2. What are the two consequences of a dysfunctional student-supervisor relationship, and how can they be avoided? 

ASSIGNMENTS: Module III

  1. What has been or might be the most difficult obstacle for you in making the transition from practitioner to supervisor and/or combining these roles?

  2. What ethical issues have you confronted related to role conflicts/expectations in your practice?

  3. In your experience, how has the administrative function and the educational function of supervision been operationalized and with what effect?

    General comments, thoughts:

 



 
  1. In general do you think of yourself as a leader? What if anything is uncomfortable about that notion? What do you like about the possibility of assuming more leadership in your agency/profession?

  2. What tools or techniques have you grown to appreciate as a supervisor/supervisee?

  3. Describe your communication style. Consider the strengths in your style and areas that you would like to refine or strengthen.

    General comments, thoughts:

 



Questions From the Chapter

  1. What are the advantages of Powell and Shulman's models?

  2. What do you consider to be the value in conceptualizing your own model of supervision?

  3. What is the advantage of supervisory focus on worker activity vs. focus on the worker? 

Questions From Readings

An Interactional Approach to Supervision Study Questions

  1. What are the purposes for a social work supervisor?

  2. What is the underlying basis for interactional supervision?

  3. Where does the supervisor fit in with the worker and the system?

A Developmental Approach to Supervision Study Questions

  1. List and describe the 3 levels of counselor development.

  2. List and describe the 3 levels of supervisor development.

Making the Shift From Practice to Administration Study Questions

  1. List the 6 role tasks for a clinician and administrator.

  2. What is the relationship between the first role task and the systems perspective?

  3. What are the concepts of Blackwell as a social system?

A Process Model of Supervision Study Questions

  1. Describe the Double Matrix Model of Supervision.

  2. List 3 out of the 6 modes in the Double Matrix Model and briefly describe each.

  3. How does one link the model to a developmental perspective?

  4. What are your thoughts about applying any one mode or a combination of modes?

Building a Model of Clinical Supervision Study Questions

  1. List and briefly describe 3 out of the 4 elements in a model of clinical supervision.

  2. Where do you place yourself on the continuum described in the article?

  3. Why is the stage of professional development of the supervisor and supervisee important? 

  4. How does a supervisor's primary theoretical orientation utilized in working with clients affect supervision?

Ethical and Legal Concerns Study Questions

  1. Provide 3 ethical and legal concerns that are central to supervision.

  2. Describe dual relationships and how they are problematic.

  3. Explain how issues of professional credibility influence supervision and the supervisor's role in this process.

  4. Describe vicarious liability and how a supervisor can take steps to protect herself/ himself against ethical and legal consequences.

Group, Team, and Peer-Group Supervision Study Questions

  1. What are the advantages and disadvantages to group supervision?

  2. Identify and briefly discuss 5 aspects to consider when arranging group supervision.

  3. Briefly describe peer supervision and list 4 format principles.

  4. Compare and contrast group supervision and team supervision.

Violations of the Supervisory Relationship Study Questions

  1. Explain the two hazards of a student-supervisor relationship.

  2. What are the two consequences of a dysfunctional student-supervisor relationship, and how can they be avoided?

Powell indicates that a model of supervision has a number of layers: philosophical foundation, descriptive dimensions, contextual factors, and staff development (both of supervisee and supervisor). Powell sees the focus of supervision as behavioral change and skill acquisition. In other words, he believes the emphasis should be on helping staff learn "how to use oneself in counseling to promote behavioral change in the client". Powell notes that models of supervision have tended to emphasize either skill development or the emotional/interpersonal dynamics and self-discovery of the worker. In chemical dependency, the emphasis has been on skill development. Newer models have incorporated both. He advises professionals to develop their own model of supervision in order to understand what one is doing and why.